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Report of the Working Group on
Broadcaster Autonomy and the State

Commission on Radio and Television Policy of Duke University
and The Carter Center of Emory University

        (This document includes only excerpts from a May 7 meeting convened in conjunction with the Aspen Institute Program on Communications and Society.  The full report, which is quite extensive, can be obtained by calling the Aspen Institute at 202-736-5818.  The full report contains pros and cons for each option and for areas not covered in this excerpt.)

       Television’s influence over the public makes it a tempting target for those in government who would seek to control public opinion—to devalue democratic processes and eliminate the public voice as a factor in official decisionmaking.  In the United States, the recognition of the media’s importance to democracy is embodied in the First Amendment to the Constitution, which instructs government to make no law abridging the freedom of speech or the press.

        Yet even in the U.S. the tradition of press independence has occasionally come under attack from government, and in the New Independent States, press independence may lack deep constitutional or cultural roots.  The Working Group therefore met this year to consider ways of protecting television autonomy, as a way to maintain the health of democratic institutions and processes.  Though our initial focus was solely on the autonomy of the television and radio broadcaster, it soon became apparent that it was equally important to consider the participation of the community—its autonomy.  For without the participation of citizens the highest forms of public discourse cannot take place and the concerns of the public may not reach the political agenda.  The Working Group is also mindful of the economic problems attendant on reconstitution of the national broadcast systems in the New Independent States.  It recognizes the difficulties of operating a nascent, largely unregulated commercial television and radio system alongside a more established, state-owned broadcast system.

    Autonomy (or freedom, or independence) is about the discharge of power.  In the case of the NIS, the state may seem to be the principal or only player from which protection needs to be guaranteed.  They are surely not alone in that experience.  In fact, however, there are three players which affect the freedoms enjoyed in an open society.

    A legal structure against which to plan and measure the establishment of democratic processes and institutions must respond to all of them.  The state is often the most powerful and self-serving in denying autonomy.  As free societies evolve, however, the press itself accrues power that can be inimical to free expression and accurate communication with the public, and between the government and the people.  Equally, the public and individual citizens—though perhaps least powerful and organized—can, when aroused, run roughshod over the rights of institutions and individuals, including government, the press, educational institutions, and business.

    Balance among these centers of power, 1) the government, 2) the press, and 3) the people, is as desirable, and as problematic, in the United States as in the NIS.  Though current agendas may differ, the goal of legal constraints and protections, and of operational standards and expectations for all three players—state, press, and public—seems fundamental to civic life in all societies striving toward the full expression of democratic principles.

I.  GOALS AND FUNDAMENTALS

    The Working Group discussed several goals for autonomy of broadcasting.  This list is an inclusive one and its components are not mutually exclusive.

  • Ferreting out truth without fear or favor; countering untruthful ideas while uncovering facts the public needs to know.
  • Empowering ordinary members of the public in the democratic process, activating their interest and involvement in civic life.
  • Credibility for the news media is rooted in their genuine independence and believability; only credible media can minimize citizen alienation from and encourage participation in democratic processes.
  • Controlling abuses of power by government and by other centers of power, including business corporations, through exposing misdeeds and establishing a countervailing center of power that works through the influence of an informed and mobilized public.
  • Without autonomous sources of information, ordinary people cannot effectively press their interests upon and command resources from powerful institutions including but not limited to government.
  • Providing access to means of self-expression for the average individual and for social institutions and groups: allowing the nation to talk to itself.

    The Working Group also acknowledges the risks of unbridled media autonomy.  Radio and television can, if they become too insulated from the rest of society, become a center of arrogant and unresponsive power themselves.  For example, the electronic media are sometimes perceived to display an undue cynicism, distrust and antagonism toward government leaders.  This can damage democratic discourse, and foment citizen alienation from politics.  Media autonomy is not an end in itself; it is a means toward a healthy participatory democracy and society.

    Members of the Working Group suggested several definitions of media autonomy.  Some of these notions are compatible with each other; others may conflict.

  • Broadcasters should enjoy freedom of program choice without accountability to government for program content.
  • Those who run broadcast outlets should have maximum freedom from all government involvement in their decisions; they should be free to maximize their economic profits, ideological satisfaction, or any other goals they choose, as disciplined and restricted by the pressures and incentives of a competitive free economic market.
  • Control over public debate should not be exerted by self-serving, powerful forces in society, including but not only government: broadcast media should be free to stimulate and channel open, diverse, free-flowing public discourse.
  • Broadcasters should have the freedom to maintain critical distance from all centers of political and economic power—to establish an adversary relationship with both government and corporate power.
  • Broadcasters must possess guarantees of access to information about government; with few exceptions, secrecy in government is incompatible with an independent press and a democratic process.

II.  OWNERSHIP AND REGULATORY STRUCTURES

A.  Buffer Organizations

    Autonomy for broadcasters can be greatly aided by the creation of buffer organizations to stand between government and commercial entities on the one hand and the broadcaster on the other.  Such buffers are useful especially if one takes the view that neither the government nor the market can fully reflect the public’s preferences.

    Buffer organizations can take the form of 1) Independent government regulatory agencies such as the U.S. Federal Communications Commission; 2) Government-appointed oversight entities, such as the British Broadcasting Corporation; and 3) Citizens Advisory Councils, established by joint efforts of broadcasters and citizens or by one of the two other forms of buffer agencies.

    In the first two forms, buffer organizations promulgate broadcast regulations; in the latter, the councils provide less formal input to broadcasters.

    Option 1: Establish buffer organizations to protect the broadcasting system from government interference in programming decisions and content.

    Option 2: For initial period of time, buffer organizations may set requirements in the public interest, e.g., for regional or special minority cultural programming, public affairs programming, etc.  Review requirements after such time as competitive structure becomes more developed.

    Option 3: Method of appointment to buffer committees should ensure reasonable representation of a range of voices in the communities served by the broadcaster.

B.  The Public Service Broadcasting System

    While buffer organizations are central to the ability of the entire broadcasting system to carry out its ultimate goals, certain policies should be considered that relate specifically to this type of system.

    Option 1: Create separate regulatory bodies for individual public service broadcasting services (if more than one) with different sources of funding.

    Option 2: If corporate or government funding is accepted by public service broadcasters, strictly separate the production of programs from funding mechanisms and organizations.  In the U.S., this is the purpose of the Corporation for Public Broadcasting; in the U.K., of the British Broadcasting Corporation.

C.  Commercial System

    Option 1:  Notwithstanding Option #1 in Section A above, minimize governmental regulation of the commercial sector of broadcasting.  Under this option, buffer organizations exist only to protect commercial broadcasters’ decisions from intrusion by public officials.

III.  TECHNOLOGICAL AUTONOMY

    Television represents an enormous political asset to those who are in power and those who seek it.  Therefore, governments may not willingly give up their control of the delivery system by which television signals reach the public.  However, the Working Group strongly asserts that without technological autonomy, the independence of television broadcasters is severely compromised.  All the options below are predicated on the overriding recommendation that privately-owned transmission facilities and telecommunications infrastructure should be developed as soon as feasible where (as in the NIS) they are lacking.  The following options should be considered as methods of protecting autonomy during the transition to a privately-owned common carrier telecommunications infrastructure.

    Option 1: Government-owned satellites, transmitters and wire line networks should operate as common carriers made available to all television stations for a reasonable and stable fee.  Common carrier operation means the facilities must be open to all stations desiring to use them that can pay the fee; the owners of a common carrier facility have no right to censor or modify the content of any communication.

    Option 2: For initial period of time, buffer organizations may set requirements in the public interest, e.g.,  for regional or special minority cultural programming, public affairs programming, etc.  Review requirements after such time as competitive structure becomes more developed.

    Option 3: Create as many technological options as possible, and make sure that there is enough overlap and redundancy to continue broadcasting if one technology fails or is withdrawn.  Minimize costs of these alternatives.

    Option 4: Autonomy for broadcasting institutions should be paralleled by autonomy of other organizations, such as colleges, unions, and community groups, which should be given low-cost production equipment and encouraged to distribute programming via broadcasting and other means.

 

Last Updated: 11/20/99

 

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